IAPP AIGP Exam : IAPP Certified Artificial Intelligence Governance Professional

All of the following are potential benefits of using private over public LLMs EXCEPT?

• A. Reduction in time taken for data validation and verification.
• B. Confirmation of security and confidentiality.
• C. Reduction in possibility of hallucinated information.
• D. Application for specific use cases within the enterprise.

A US-based mortgage lender has purchased a chatbot. They plan to have the chatbot collect information from consumers who are interested in loans and offer the consumers 2-3 different options based on its current pricing and product offerings, which change frequently. This chatbot was initially developed and previously deployed by a Russian airline for booking flights.
The best option for the part of the process that generates the loan offers is?

• A. Multimodal Generative AI.
• B. Expert System.
• C. Retrieval-Augmented Generation.
• D. Quantum computing

Which stakeholder is responsible for lawful collection of data for the training of the foundational AI model?

• A. The marketing agency's client.
• B. The tech company.
• C. The data aggregator.
• D. The marketing agency.

CASE STUDY
A global marketing agency is adapting a large language model ("LLM") to generate content for an upcoming marketing campaign for a client's new product: a hard hat designed for construction workers of any gender to better protect them from head injuries.
The marketing agency is accessing the LLM through an application programming interface ("API") developed by a third-party technology company. They want to generate text to be used for targeted advertising communications that highlight the benefits of the hard hat to potential purchasers. Both the marketing agency and the technology company have taken reasonable steps to address Al governance.
The marketing company has:
* Entered into a contract with the technology company with suitable representations and warranties.
* Completed an impact assessment on the LLM for this intended use.
* Built technical guidance on how to measure and mitigate bias in the LLM.
* Enabled technical aspects of transparency, explainability, robustness and privacy.
* Followed applicable regulatory requirements.
* Created specific legal statements and disclosures regarding the use of the Al on its client's advertising.
The technology company has:
* Provided guidance and resources to developers to address environmental concerns.
* Build technical guidance on how to measure and mitigate bias in the LLM.
* Provided tools and resources to measure bias specific to the LLM.
* Enabled technical aspects of transparency, explainability, robustness and privacy.
* Mapped and mitigated potential societal harms and large-scale impacts.
* Followed applicable regulatory requirements and industry standards.
* Created specific legal statements and disclosures regarding the LLM. including with respect to IP and rights to data.
The technology company has also addressed environmental concerns and societal harms.
Which of the following results would be considered biased outputs from this AI system EXCEPT?

• A. The advertising text generated for female audiences focuses on color and style
• B. The generated ads are sent to construction companies, not individual workers
• C. The images of female workers are hyper-sexualized
• D. The content generated for minority construction workers is insufficient

CASE STUDY
Please use the following to answer the next question:
You have recently assumed the role of AI Governance leader for a California-based medical technology company. The organization primarily serves hospitals and has recently expanded to include walk-in clinics located within local pharmacies.
The company's core business focuses on diagnostic assistance powered by a large language model LLM and back-office process optimization using Agentic AI, including chatbots, medical record request handling, scheduling and billing.
In preparation for its next round of funding, the board has asked you to prepare an AI Risk report to demonstrate to investors how the company is addressing AI-related risks. In preparing the report you learn that last year the company generated 30 million dollars in gross revenue across the US, EU, India, and South Korea and that vendors are engaged for various activities, including model testing and providing third-party AI solutions for chatbots.
Which of the following best exemplifies human oversight capabilities you should enable under the relevant AI laws?

• A. The tool manual requires that all physicians are required to undergo specific training regarding how to interpret the AI's output, and understand its limitations.
• B. The tool requires a medical doctor to approve a diagnosis before the diagnosis is entered into the patient's medical record.
• C. The agentic tool that helps schedule appointments and refill prescriptions leverages Retrieval-Augmented Generation RAG to confirm there are no medication contraindications before refilling.
• D. The company has established an AI governance team within each of its departments who are specifically required to evaluate the performance metrics, including anomalies, to ensure the AI tool is operating correctly.